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Roger Penrose Says Physics Is Wrong, From String Theory to Quantum Mechanics (discovermagazine.com)
66 points by gnosis on Nov 6, 2009 | hide | past | favorite | 44 comments



I think this post title is misleading.

Roger Penrose is not merely saying that quantum mechanics is wrong. Instead it would be more fair to say that he views quantum mechanics as an incomplete theory, and one that should be continually challenged.

It's like Newtonian mechanics. Newtonian mechanics is correct, within its domain (for velocities much less than the speed of light). No one argues with the predictions of Newtonian mechanics within their domain. Einstein's achievement with special relativity, then, wasn't showing that Newtonian mechanics was wrong; instead, he just showed the world the true extent of its domain, and developed a theory (special relativity) that generalized Newtonian mechanics to a larger domain (velocities less than the speed of light). It's terribly unfair to Newtonian mechanics to call it 'wrong' in the same way that the statement 2+2=5 is 'wrong'.

Similarly, the fantastic experimental success of quantum mechanics ensures that it would be unfair to call quantum mechanics 'wrong'. Incomplete? Certainly. Worthy of being challenged? Absolutely. Is it taken as gospel by too many physicists? Probably. But is quantum mechanics wrong? No, decades of successful experiments, and practically the entire modern electronics industry, would disagree with that sentiment. The problem is that we just don't know where the domain of quantum mechanics ends, nor the more general theory that will take its place.


Instead it would be more fair to say that he views quantum mechanics as an incomplete theory, and one that should be continually challenged.

Which is not an unusual view. Nobel prize winner 't Hooft has expressed the same sentiment.


What you say is well-put, but to nitpick the last paragraph: the limits of quantum mechanics are well-established. QM is a special case of quantum electrodynamics, which is a low-energy special case of the Grand Unified Theory.

http://en.wikipedia.org/wiki/Quantum_electrodynamics http://en.wikipedia.org/wiki/Unified_Field_Theory

While the latter is not fully fleshed out, its uncertainty only begins in circumstances far weirder than what gives Roger Penrose pause.

Penrose says that "The [QM] equation should describe the world in a completely deterministic way, but it doesn’t." But work such as Bell's theorem shows that no deterministic equation could ever be consistent with quantum mechanics:

http://en.wikipedia.org/wiki/Bells_theorem


"What you say is well-put, but to nitpick the last paragraph: the limits of quantum mechanics are well-established. QM is a special case of quantum electrodynamics, which is a low-energy special case of the Grand Unified Theory."

Somewhat misleading. The difference between quantum mechanics and quantum electrodynamics is not really pertinent to a discusion of the limits of quantum mechanics. Most people who are familiar with quantum mechanics will use the term to refer to the whole tree of theories that require quantization anyway (quantum mechanics (QM), quantum field theory (QFT)). The limits of QM is that we are really not able to calculate things in certain energy regimes.

Also, it is not really accurate to call QM a special case of QFT because different things are being quantized (particle states vs field states). Certain operators in QFT are then interpreted as particles.

Quantum Electrodynamics (QED) is an example of a QFT. People postulate the existence of a Grand Unified Theory (GUT), of which QED would be special case. The only evidence of the GUT is a plot that extrapolates the strength of strong, weak, and electromagnetic interactions over many orders of magnitude.


> But work such as Bell's theorem shows that no deterministic equation could ever be consistent with quantum mechanics:

This isn't quite right, because you left out the word 'local' - see http://en.wikipedia.org/wiki/Bohm_interpretation

Bell's theorem applies only to _local_ hidden variables.


Right, but non-local determinism is difficult to square with general relativity.


Indeterministic laws and the non-existence of particle positions and trajectories are difficult to square with general relativity too - and Bohm's interpretation doesn't 'suffer' those problems, while it predicts the exact same observations. (Though I should say this is way out of my amateur-physicist league - I'm taking my cue from 'Quantum Mechanics: Historical Contingency and the Copenhagen Hegemony' http://www.amazon.com/Quantum-Mechanics-Historical-Contingen... ).


I actually like to hold on to the idea that the universe is non-deterministic. It keeps the concept of free will alive.


Do you also enjoy Employee Empowerment?


Even more importantly.... this is a lovely interview, that hits on many topics, of which the biographical details are much more interesting than the bit about quantum mechanics. Hopefully the fake-controversy of the title won't scare anyone away from reading it.


Were we reading the same article?

"But when you accept the weirdness of quantum mechanics [in the macro world], you have to give up the idea of space-time as we know it from Einstein. The greatest weirdness here is that it doesn’t make sense. If you follow the rules, you come up with something that just isn’t right."

"You’re led to a completely crazy point of view."

"My own view is that quantum mechanics is not exactly right, and I think there’s a lot of evidence for that."

"INTERVIEWER: In general, the ideas in theoretical physics seem increasingly fantastical. Take string theory. All that talk about 11 dimensions or our universe’s existing on a giant membrane seems surreal.

PENROSE: You’re absolutely right. And in a certain sense, I blame quantum mechanics, because people say, “Well, quantum mechanics is so nonintuitive; if you believe that, you can believe anything that’s non­intuitive.” But, you see, quantum mechanics has a lot of experimental support, so you’ve got to go along with a lot of it. Whereas string theory has no experimental support."

"[My new book] is called Fashion, Faith and Fantasy in the New Physics of the Universe. Each of those words stands for a major theoretical physics idea. ['Fantasy'] is quantum mechanics at all levels...."

All of those quotes sound to me like pretty clear rejection of string theory and quantum mechanics and an implied rejection of much of modern higher physics. Yes, he accepts experimental proofs where available, but he seems to be saying that these theories are wrong because they don't make sense to him, or because they don't match the way we perceive the world. But when I look at the Hacker New logo, I don't perceive photons of wavelength 590 nanometers bouncing off my retina--I pereceive the color orange.

Personally, as I read this, I kept hearing Clarke's 1st law (http://en.wikipedia.org/wiki/Clarke%27s_three_laws) looping in my head:

"When a distinguished but elderly scientist states that something is possible, he is almost certainly right. When he states that something is impossible, he is very probably wrong."


But when I look at the Hacker New logo, I don't perceive photons of wavelength 590 nanometers bouncing off my retina--I pereceive the color orange.

If you did perceive photons at 590nm that would be rather remarkable! More likely, you would perceive a mixture of photons at different wavelengths, mainly a combination of 615nm and 550nm or thereabouts.

In actuality, you perceive this "orange" concept; in fact, you would perceive the same orange whether exposed to 590nm photons or the mixture, which emphasizes the point that what we experience in the real world doesn't necessarily relate to reality in an obvious way.


I agree that the title is misleading. But I think his view is really important. Or maybe better said, it's really important that a great man like Penrose comes out and unequivocally makes this statement to generations who have too often been told to "shut up and just learn the theories".

In college it drove me mad that I could not find any resources to question the "absolute validity" of paradoxes that arose in modern physics. To me, a paradox could not represent a universal truth - it must be seen as an opportunity to understand why our tools are insufficient to fully understand the universe. But the response to my questioning was always "who are you to question 100 years of experts?"

Finally I found one physics professor who confided in me that he too had been trying to start a fertile dialogue about these things, but other professors would just scoff. He felt it was futile at best or career damaging at worst.

So I learned that, truly the 'old experts' took modern theories with a grain of salt - it was only today that we took them so literally. But none of my classmates believed it and they thought I was brash and stupid for bothering to think about it.

For a while, I met with that professor once a month or so to try to steer my knowledge in a direction that wasn't jaded by a blind acceptance of theories that were inconsistent with one another. I hated the feeling that it had to be some half-valid historical truth. It made me feel half-way delusional. It made me lose trust that the academic system would prepare me to really truly think.

I wanted to learn about the paradoxes, the holes in our thinking, how we were wrong, because those are the exciting areas that need development. If you spend your whole education learning fundamentals while detached from the burden of these kinds of questions, how can you be prepared to tackle them once you raise your nose up out of the textbooks?

So yes, it's misleading to make the title, "String Theory and Quantum Mechanics are wrong." But I hope his important point doesn't get lost, that it is also wrong to say that String Theory and Quantum Mechanics are completely right - end of story - no questions." Thank you Roger Penrose for taking this stance loud and clear.


Roger Penrose is not merely saying that quantum mechanics is wrong. Instead it would be more fair to say that he views quantum mechanics as an incomplete theory, and one that should be continually challenged.

That's how every scientific theory should be approached, as that's what sets them apart from dogmas.


Fully agreed. QM is like ... our knowledge of the Moon before the 1960s. Until we got 'out there' we couldn't see the whole thing.

Lots of people like to look at the very complex stuff. But the year Einstein published several papers, it was all about very basic observations. We don't puzzle enough about the 'simple'.

Heisenberg: "We have to remember that what we observe is not nature herself, but nature exposed to our method of questioning."


2+2=5 for sufficiently large values of 2


Penrose contributed a lot and I don't want to minimize that. However when he stepped outside of his own domain he makes some serious basic mistakes that make him ignorable.

As an example in The Emperor's New Mind he makes a number of claims about consequences of Gödel's theorem for human thought that were flat out wrong. I remember reading criticism of it from a logician in the mid-90s, and Penrose's response. While I'm no logician, I know enough about it to know that the logician was right and Penrose was wrong. Human thinking is known to accept inconsistencies and so you can't apply Gödel's theorem to derive any interesting conclusions.

When he moves from logic to physics he is even more out of his depth. Given his verifiable mistakes in logic, I am comfortable in concluding that his startling assertions about physics are far more likely to arise from further mistakes of his than from his having found serious reasons to question the foundations of modern physics.


I agree with your description of Penrose's Goedelian claims (the logician was Solomon Feferman), but I'm not sure why you say he'd be even more out of his depth in physics. Penrose is primarily a mathematical physicist, not a mathematican.


You are right. I had known his mathematical work, but didn't know his biography.

That said, his physics work seems to have been in general relativity, not quantum mechanics. Given what I know about how he messed up when he stepped out of his area in math, I find it more likely that he has made similar types of mistakes in quantum mechanics than that he has truly demonstrated that mainstream physics is wrong.


not quantum mechanics

Except the twistor formalism he created (following ideas of no one else but Dirac) is important branch of research in quantum mathematical physics and string theory, not only classical gravity.

Just like Hawking or Freeman Dyson had, Penrose too earned his right to odd, and even braggart opinions on everything. Especially since opinions are by definition not meant to advance knowledge, or demonstrate results, but to provoke and inspire discussion.


I think Fred Hoyle is a more appropriate comparison. Both did great work that will last in the history books. Both held controversial opinions that were marginalized by the broader research community.


Since Dyson contributed half of quantum electrodynamics, and we have numerous Dyson theorems; and since Penrose contributed half of present classical gravity, and we have numerous Penrose theorems, including celebrated Penrose-Hawking incompletness theorem; I think Fred Hole, whose lasting contributions beyond narrating popular books I do not recall, is a fine comparison to Penrose as a pop writer, in addition to mine, perfectly deserved one to scientists of certain calibre who also happen to have some unsubstained and marginalized indiscrete opinions.


Among other things Fred Hoyle (at least learn to spell his name!) was the H in the classic B2FH paper that elucidated the processes by which various elements were created in stars, and explained the relative distribution of different isotopes in the universe.

In my opinion that paper is on the list of the 10 most important discoveries in science in the last century. See http://bentilly.blogspot.com/2009/09/what-makes-it-science.h... for the rest of that list.


at least learn to spell his name!

Thank you for this most kind and substantial observation. In my defense, Hoyle used to joke of himself like that since concieving his steady-state cosmology where matter constantly flowed out of a "hole"; his autobiography "Home is Where Wind Blows" is also a good read.

In my opinion that paper is on the list of the 10 most important discoveries in science

Took cosmology course (with very distinguished cosmologist) and heard of that in passing. Since then forgotten, sorry (It was that important to me, maybe as a footnote to the αβγ mechanism. Of course this says more about my ignorance than importance of Hoyle's legacy).

So then, I view Hoyle as a crank out of my ignorance, you view Penrose as a crank out of your apparent ignorance. Further discussion would not be a rational argument.


Is that like a black hole? A Fred of infinite density?


http://mindbody.blogspot.com/2009/10/penrose-kind-o-gets-it....

"Schrödinger, Einstein, and Paul Dirac. They were all quantum skeptics in a sense. Dirac is the one whom people find most surprising, because he set up the whole foundation, the general framework of quantum mechanics. People think of him as this hard-liner, but he was very cautious in what he said. When he was asked, 'What’s the answer to the measurement problem?' his response was, 'Quantum mechanics is a provisional theory. Why should I look for an answer in quantum mechanics?'"

http://www.afterourtime.com/wiki/index.php?title=Quantum_Gra...


In a way, a wise creator of a theory should be the one least fixated by it, as he knows all its potential weaknesses inside-out and the messy way it came into being. From your description, Dirac seems to be one of those wise geniuses.


I'm sure you're right. Plus, in the sciences, he knows how his colleagues minds work (and all the politics). Dirac probably kept mostly quiet about his doubts because Bohr, the Godfather of QM, thought QM was the Cat's Meow, which Schrodinger didn't. And Schrodinger knew that he pulled his famous equation out of a hat (not derived).

Likewise with Feynman, who always repeated "nobody understands quantum mechanics."

Too, because of the very competitive culture in the hard sciences, you don't talk about things that are poorly understood. Because if you make a mistake, you'll catch a lot of (friendly or unfriendly) ribbing later.


I'd love to hear why Penrose really thinks the Everett interpretation is crazy. He gives a very weak reason in the interview. No doubt he accepts the atomic theory of matter, despite his inability to see atoms, so his inability to see superpositions should not prevent him from accepting quantum mechanics. It would be interesting to hear him address that.


Probably the same reason everyone else seems to - it runs completely counter to our intuitions about how the world works. As far as I know (and my knowledge of QM can charitably be described as 'nonexistant') if you ignore intuitions and simply resolve the math, the Everett interpretation is what pops out of the equations.


But you can measure atoms indirectly. I have not heard of a many-worlds theory that is measurable even in principle.


In principle, you could demonstrate superposition states of cats the same way you'd demonstrate them for atoms or photons: return the live and dead cats to the same state, and look for interference fringes. There are two difficult parts. First, you have to kill the cat, rescusitate it, and restore every molecule of its body to the original orbital, without leaving even one photon of evidence. Once you've done that, it's a simple matter of getting the cat to sit still while you measure its position within a tiny fraction of the diameter of an atomic nucleus.

I found a fascinating history of the atomic theory at http://www.aare.edu.au/02pap/har02049.htm, in the section titled "The History of the Particle Theory". Atoms were once as fantastic as superposition states are today, then they gradually became real.

The same page points out that the plausibility of atoms is largely a fluke. People imagine that solid gold has the color of a gold atom, and gas pressure comes from squeezing the atoms together. Quantum theory doesn't lend itself to such simple but wrong explanations.


"In my view the conscious brain does not act according to classical physics. It doesn’t even act according to conventional quantum mechanics. It acts according to a theory we don’t yet have."

Do most modern AI researchers disagree with this?


Yes, most modern AI researchers believe that the functioning of the brain can be explained by electromagnetic and chemical phenomena, accurately described by 1900s theories. The fact that we don't fully understand its workings is due to its organizational complexity.

Penrose's arguments are discussed for example here: http://www.scottaaronson.com/democritus/lec10.5.html


It's funny, but to be certain that consciousness can be explained by known laws - we just don't know exactly how - itself requires faith and is quite unscientific.

Although I too believe it.


I see this just as an application of Occam's razor. What Penrose does has been called the "law of minimization of mystery": consciousness is misterious, quantum mechanics is misterious, so why not try to explain one with the other.


Few such are certain, in the religious sense. They're certain until new evidence shows otherwise.


The sensible response is: "show me ". Quantum effects are not known to be significant. I believe that our mind is an emergent property: lots of neurons and chemicals interacting. Sure, there are a lot of variables, we need the dynamical systems perspective to even begin to understand the whole process... but a new kind of physics? Don't be so anthropic! AFAICT cognition happens at the multicellular level--huge, from a QM perspective.

This reminds me of that old anti-strong-AI bugaboo, "intelligence in the gaps": http://en.wikipedia.org/wiki/God_of_the_gaps


Penrose is the odd one out. IEEE spectrum surveilled the field of cognitive science a few years ago, for their Singularity issue - http://spectrum.ieee.org/static/singularity - & he was the only one that felt like that. I was annoyed with him because it seemed he wanted to shoot down the field without even trying, because clearly it would never work.

Max Tegmark looked into the timing required for quantum effects to be significant in synapses - http://space.mit.edu/home/tegmark/brain.html - & showed it was just not required to build an effective model. The rebuttals, such as they are, strike me as tenuous & argued from faith & dogma rather than evidence.

You can see a bit of this back-and-forth at http://en.wikipedia.org/wiki/Quantum_mind#Ongoing_Debate

Edit: Links, & fixing word wrap.


If I said that recovering from cancer does not act according to classical physics, or even according to conventional quantum mechanics, you would consider me a delusional wacko with nothing useful to contribute to the conversation.

Given the weight of evidence showing that anything we can measure about the brain can be explained by physical processes, the onus is on the person claiming that's not how it works to point to some phenomenon that isn't well explained by classical physics.


Generally overconfidence in our present abilities isn't conducive to stimulating new research.

I mean: I give you as much workup on the brain of an unknown individual as you care to have (fMRI, scans, dissection, whatever you want).

Can you detect which languages, if any, the person speaks (or spoke), with any robustness?

Can you detect if the person ever saw an ocelot in person?

Can you detect which sports team, if any, they like or liked to root for, or which instruments, if any, they played?

For most sections of the brain the level-of-detail at which functionality is decoded is still very primitive and coarse-grained. The reason god-of-the-gaps arguments have so much traction is b/c the gaps are still so very large.


I don't think we have enough information to say one way or another. We've gained a lot of knowledge about the brain, but it's still very much a black box. I think it's worth holding off on making any assumptions until we understand a whole lot more about it.


Modern day science is built upon a mosh pit of physical theories that don't all fit together well.

The number one premise failing physical theory today, is the concept of a stationary container (the Universe) within which "matter" interacts. Traditional physical theory states that the Universe is one of matter, which is oh so limiting. Another hallmark of popular physical theory is much of it's theories are based on empirical findings rather than a set of purely theoretical postulates... Physical theory today is a posteriori rather than a priori and using scientific experimentation to verify the theoretical deductions.

Consider, for a moment, that the primary component of the Universe is not matter, but motion. Discard the idea that there is a static natural reference system (or stage) upon which things can be measured (you can tell actors are moving on the stage because the stage doesn't move).

Instead of there being three dimensions with a fourth dimension added for time; there are three dimensions of both space and time (time being a reciprocal of space).

Also consider, in this system, that there can be motion without anything moving. If the primary component of the Universe is motion, then material objects are a compound aggregate of motion; motion is, therefore, the antecedent to matter.

For more, look here: http://www.reciprocalsystem.com/nbm/nbm02.htm


To be specific, he's saying that the Copenhagen interpretation of QM is wrong. I'm inclined to agree.




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